Wafra Capital is seeking a Compliance & Risk Management Officer (SCA Accredited) to join its Dubai team. This is a full-time, on-site role requiring immediate availability. The ideal candidate will have 1–2 years of proven experience as a Compliance & Risk Management Officer within a FOREX trading brokerage company in the UAE. Candidates must hold CISI-SCA certifications in compliance and/or risk management, accredited by the Securities and Commodities Authority (SCA). Applicants with only one certification are welcome if they commit to obtaining the second within a set timeframe.

Key Responsibilities:

• Ensure compliance with SCA regulations, licensing, registration, and reporting requirements.

• Serve as the primary liaison with UAE regulatory authorities, particularly the SCA.

• Stay updated on UAE financial regulations and advise management.

• Oversee SCA registration and licensing processes for company and staff.

• Submit accurate regulatory filings and disclosures on time.

• Conduct compliance training sessions for staff.

• Investigate compliance breaches and recommend corrective actions.

• Coordinate with auditors, legal advisors, and consultants.

• Identify, evaluate, and monitor financial, operational, and strategic risks.

• Develop and maintain a risk management framework aligned with SCA and industry standards.

• Conduct periodic risk assessments and report to leadership.

• Ensure all business units follow risk mitigation policies.

• Provide regular risk analysis to the board and regulators.

Skills & Competencies:

• Strong understanding of UAE regulations for FOREX brokerage firms.

• Analytical and critical-thinking abilities.

• Excellent communication in Arabic and English.

• Integrity, independence, and attention to detail.

• Strong organizational and interpersonal skills.

How to Apply:
Send your updated CV and SCA certification(s) to mariem@wafracapital.ae. Only candidates with UAE-based brokerage experience will be considered.