Raseed Invest Limited is seeking an experienced Compliance Officer & MLRO to support their wealth management and investment operations. This role focuses on ensuring regulatory compliance under ADGM or DIFC frameworks, particularly Category 3C or 4 firms. The successful candidate will design and oversee compliance policies, lead AML/CFT activities, engage with regulators, and promote a strong culture of compliance within the organization.

Key Responsibilities:

• Develop, review, and update compliance policies and internal controls aligned with regulatory standards.

• Manage client onboarding, trade surveillance, business conduct monitoring, and compliance training.

• Lead AML due diligence and ongoing client reviews.

• Act as the primary liaison with regulators on AML, CFT, and sanctions matters.

• Monitor compliance systems and controls to mitigate AML risks.

• Prepare and present compliance reports to senior management, auditors, and regulators.

• Stay updated on regulatory changes and conduct impact analyses.

• Review marketing materials for regulatory compliance.

• Support operational risk management and recommend improvements.

Candidate Profile:

• Minimum 5 years of relevant industry experience, including 2+ years in AML/compliance within wealth management or investments.

• Experience with compliance consultancies supporting ADGM/DIFC Category 3C or 4 firms preferred.

• Strong technical knowledge of AML/CFT, sanctions, FATCA/CRS, data protection, and conduct of business rules.

• Certified CISI or ACAMS professional.

• Bachelor’s degree from a reputable university.

• Excellent English communication skills (written and verbal).

• Strong analytical, organizational, and problem-solving skills.

• Detail-oriented, hands-on, and able to work independently.