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Goldman Sachs
Dubai , UAE
Goldman Sachs is seeking a Wealth Management Compliance Officer (Associate level) to support its growing Private Wealth Management business in the MENA region. The role involves ensuring regulatory compliance, mitigating risk, advising on live queries, and implementing compliance policies. You will be part of a team that monitors, evaluates, and strengthens the firm’s compliance culture while contributing to regulatory projects and training programs.
Responsibilities:
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Provide advice to the business on live compliance queries and transactions.
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Conduct trading and suitability reviews.
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Develop and implement compliance-related policies and procedures.
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Review and approve marketing materials for distribution to clients/prospects.
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Manage compliance-led projects and participate in firmwide and cross-regional initiatives.
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Analyze and implement regulatory changes affecting the PWM business.
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Develop and deliver compliance training to business personnel.
Qualifications & Skills:
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University degree and/or professional compliance/financial services qualification.
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3+ years of compliance or relevant financial services experience; private wealth management/retail client experience preferred.
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Knowledge of MENA regulatory environment; familiarity with international regulations is an advantage.
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Experience in trade surveillance or equivalent monitoring activity.
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Strong analytical, problem-solving, and judgment skills.
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Effective interpersonal, communication, and teamwork skills.
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Attention to detail and ability to manage multiple tasks under pressure.
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Proficiency in Microsoft Excel, PowerPoint, and Word.
Salary & Benefits:
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Full-time, on-site role
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Opportunities for professional growth in a global financial institution
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Diversity and inclusion-focused work environment
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Training and development programs, wellness benefits, and mindfulness initiatives