Al Ramz Corporation P.J.S.C. is looking for a Senior Compliance Officer to join its team. The primary role involves ensuring that the company operates within the legal framework and meets regulatory requirements. The officer will assist in identifying potential risks, implementing policies, procedures, systems, and controls to mitigate those risks, and providing relevant training. This role will also serve as the point of contact with regulators and financial markets.
Responsibilities:

• Ensure strict compliance with all applicable rules and regulations.

• Advise and recommend actions related to SCA and market regulations.

• Assist the Compliance Manager in responding to violations of rules, policies, and the Code of Ethics.

• Coordinate with External Regulators on reviews, issues, and corrective actions.

• Ensure employees are registered and adhere to the minimum requirements on regulator portals.

• Monitor Brokers’ pending orders to reduce backlogs.

• Support the Risk and Compliance team in designing, implementing, and maintaining the risk management framework.

• Update operational risk observations and action plans.

• Assist in the client onboarding process and periodic regulatory reporting.

• Stay up to date with regulatory and compliance changes.

Skills and Competencies:

• Fluency in both Arabic and English.

• In-depth knowledge of DFM, ADX, Nasdaq Dubai, SCA, and DFSA regulations.

• Strong understanding of financial services risk management practices.

• Excellent analytical, judgmental, and interpretative skills.

• Effective communication skills, both verbal and written.

• Proactive in liaising with all business activities and innovative in approach.

Qualifications:

• Education: Minimum Bachelor’s Degree in Finance or Accountancy. CIA, FRM, or CIA candidate desirable.

• Experience: Minimum 3 years in risk and compliance, preferably from Big 4 Firms or Financial Institutions/Regulatory Agencies.