Artha Bharat Investment Managers ME Limited (under formation) is seeking a Compliance Officer & Money Laundering Reporting Officer (MLRO) to join their Abu Dhabi office for a regulated Category 3C firm under ADGM. The role requires ensuring compliance with ADGM’s FSRA regulations and a strong focus on anti-money laundering (AML) and counter-terrorist financing (CFT) obligations. The candidate will collaborate closely with compliance teams across GIFT City (India), Mauritius, and ADGM to maintain a cohesive compliance framework.

Key Responsibilities:

• Oversee compliance with ADGM FSRA regulations for Category 3C firms.

• Maintain and update compliance manuals, policies, and procedures.

• Serve as MLRO, managing AML/CFT frameworks and risk assessments.

• Implement and monitor CDD, EDD, and KYC processes.

• Investigate and report suspicious activities to UAE FIU.

• Act as the primary contact with ADGM FSRA and regulators.

• Prepare and submit regulatory filings and compliance reports.

• Develop and conduct compliance and AML training programs.

• Coordinate internal/external audits and enhance internal controls.

• Maintain complete compliance documentation and regulatory records.

Skills & Qualifications:

• Bachelor’s Degree in Law, Finance, Business, or related field.

• AML/CFT certifications preferred.

• Minimum 3 years’ experience in compliance/AML roles within a regulated financial services environment (ADGM, GIFT City, or Mauritius experience preferred).

• Strong knowledge of ADGM regulations, FSRA rules, UAE AML laws, FATF recommendations, and global AML/CFT standards.

• Excellent communication, negotiation, and leadership skills.

• Proficiency with compliance monitoring tools and systems.

• Strong problem-solving, analytical, and ethical judgment.

What We Offer:

• Competitive salary and benefits package.

• A dynamic and fast-paced work culture.

• Opportunities for professional growth and career advancement.